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This article originally appeared in the
World Energy Council Journal,
July 1998 issue, pages 8-16.
URL: http://phe.rockefeller.edu/phantoms/
Resources and Environment in the 21st Century:
Seeing Past the Phantoms
Director, Program for the Human Environment, The Rockefeller University
1230 York Avenue, New York NY 10021-6399
email: ausubel@rockvax.rockefeller.edu
1. Introduction
The marathon of economic development kicks up clouds of questions about
resource and environmental stresses. In the end, they come down to two. Will
there be enough resources to serve humanity? Will the environmental fallout
from the use of resources harm other life and us?
The expected answer to each question is "yes."
As I will report, my search of the book of history and my projections for the
21st century based on the historical patterns I find suggest that
many of the usual specters of shortage and fallout are phantoms. Instead, I
see a society learning to use resources efficiently and cleanly. Keys
described along the way include market substitution, precision agriculture,
dematerialization, decarbonization, and industrial ecology. Unfortunately, I
will not leave you, the reader, without worries. But, I hope to shift
attention from the spell-binding phantoms to real stresses that we should sweat
to relieve. Let us not exhaust ourselves chasing phantoms, when the race
before us is anyway long and hard.
First, I offer a few words to describe the two multipliers of resource
and environmental factors: Population and GDP per capita. As I
proceed, the divisors will also emerge.
Population: Humans now number about 5.8 billion. Annual growth peaked
near 2% in 1970 and has dropped below 1.4%. More than 90% of growth is in the
so-called Developing Countries. In fact, the populations of one set of
countries are exploding while others are imploding. Combinations
of fertility rates near or more than the 2.1 children per woman that replaces
present population plus increases in length of life make explosions in
countries such as India, Iran, and Nigeria. Fertility far below replacement
and populations already near the present limit of longevity start slow
implosions in countries such as Japan and Italy. For example, if Japanese
women continue bearing about 1.4 children, the population of Japan will fall
from about 125 million today to 55 in the year 2100. US population seems
likely to grow about 50% over this period, from about 270 million to about 400.
Most demographers expect world population to reach 10 billion by 2100, a
compound growth rate from today of about 0.5%/yr. However, because no one
knows how many children parents will choose in the future, this number may be a
way station upward, a plateau, or a peak before a fall.
GDP per capita: Over long periods, including the booms and busts no
economy has learned to escape, GDP per capita grows slowly. For example, the
annual rise of GDP per person in the US has averaged 1.7% since 1900 and 1.4%
since 1985. Between 1965-1996 the GDP per Mexican rose 1.7% yearly, per Indian
2.4%, and per Japanese 3.7%. The present slump in Asia reminds us that
economies rarely sustain high growth for more than two to three decades.
Combining annual growth of population and GDP per population gives GDP growth,
the total multiplier of resource and environmental matters. Since the start of
the industrial revolution, GDP in the US and UK has risen about 2.3%/yr.
During the long run ahead, global growth of between 2% and 3%/yr again appears
likely. Unmodified by a divisor, compounding by 2.3% doubles a resource demand
or an environmental impact in about 30 years, quadruples it in 60, and
multiplies it eightfold in about a century. By this arithmetic, world GDP
itself would rise from about $25 to $200 trillion, giving 10 billion people
$20,000 each in 2100.
2. Will there be enough?
Energy: Globally over the past two centuries, a succession of primary
sources has held the largest share of the energy market: first wood and hay
(dominating until the 1870s), then coal (peaking in the 1920s), and oil
(peaking in the 1970s). If the succession continues, natural gas will move
ahead, peaking around 2030.
So far, humanity has burned about 180 billion tons coal equivalent (btce), a
reference point for the other fuels. We have burned about 75% as much oil (130
btce), and 40% as much natural gas (75 btce). In a scenario of continuing
market substitution, perhaps 100 btce more of coal will be used, 300 btce of
oil, and 1000 btce or more of gas. This scenario implies a worldwide phase-out
of coal during the next 50 years at 2.5%/yr, leaving huge reserves
underground.
Proved oil reserves (which exceed 200 btce) and resources can meet the oil
demand. Though the bulk of its use lies ahead, oil will fade from prominence.
Beginning in a decade or so, fuel cells drawing on natural gas and, later, neat
hydrogen will power the world's vehicles. The mean secular decline in oil
production may be 1.5%/yr.
Although the upper bound of estimates of technically recoverable natural gas
resources is now about 700 btce, evidence is growing of widespread and more
abundant methane than traditional geological theory holds. This evidence lifts
estimates of gas steeply even in the US and keeps prices low. I match this
optimism with a caution and a business opportunity. Expanding demand for gas,
at perhaps 4%/yr, will require construction and operation of pipelines and
other means for shipment with much larger and more extensive capacity than
now.
Globally, more than one-third of primary fuels now becomes electricity, twice
the share 50 years ago. Still, two billion people lack electricity. The unique
ability to run information machines plus opportunities in transport now powered
by oil will combine with the billions yet to be wired to grow electric demand.
Demand may conceivably grow from the present 1.5 terawatt (TW or 109
kilowatt) years to 30 TW yrs or more in 2100. Ten billion people using today's
US electricity per capita would consume about 15 TW yrs.
Dividing the multipliers of population and GDP, efficiency in generation,
transmission, distribution, and end-use will temper demand. Efficient gas
turbines appear the generator of choice for a broad mid-range of additions to
capacity. At prices up to about $4.50 per million BTU, twice the recent
average price, gas should gradually drive coal from power stations.
Approaching a $200 trillion economy, annual gas use could peak at 30 x
1012 m3, an order of magnitude above oil's peak use.
Absolute gas use should peak about the year 2060.
Notwithstanding hopes, the so-called solar and renewable energies (wind,
photovoltaics, biomass, et al.) still show promise only for small niches.
Solar enthusiasts tend to stress that solar energy is free. All natural
resources are in fact free. What costs is mobilizing the resources and making
the products flow to the consumer in the proper form and amount. Here the
solar and renewable proposals continue to bog down. Even with technical
breakthroughs, these sources, and their hard counterpart, fusion, would take a
long, long time to reach a consequential level.
Making gigawatts at each site, nuclear plants already add consequential amounts
of energy to the world's energy supply and continue to offer advantages for
large additions to capacity. Either once-through or recycled uranium can fill
likely nuclear demand. A scenario of high demand invokes worries about
uranium supplies and thus the recycling, which so-called breeder reactors can
perform. While we are sheltered by the main reliance of the energy system on
natural gas for the next 60-70 years, the growth of nuclear energy has time to
resume. Generating large amounts of both electricity and hydrogen in the
latter part of the 21st century, nuclear should become the primary source of
energy.
Continuing substitutions of one source for another should amply supply
21st century energy markets. The rapid growth of gas supply, the
gradual penetration of nuclear energy, and the inexorable drive toward
efficiency relieve the stress.
Land and Food: For centuries, farmers expanded cropland faster than
population grew, and thus cropland per person rose. Fifty years ago, farmers
stopped plowing up more nature per capita (Figure 1). Meanwhile, growth in
calories in the world's food supply has continued to outpace population,
especially in poor countries. Per hectare, farmers lifted world grain yields
2.1 percent annually between 1960-1996.
Frontiers for even more agricultural improvement remain open. On the same
area, the average world farmer grows only about 20% of the corn or beans of the
top Iowa farmer, and the average Iowa farmer lags more than 30 years behind the
yields of his most productive neighbor. Top producers now grow more than 20
tons of corn per hectare compared with a world average for all crops of about
2.
Globally, the future lies with precision agriculture. Technology and
information help the grower use precise amounts of inputs-fertilizer,
pesticides, seed, water-exactly where they are needed. Precision agriculture
includes grid soil sampling, field mapping, variable rate application, and
yield monitoring-tied to global positioning.
If during the next 60 to 70 years, the world farmer reaches the average yield
of today's US corn grower, ten billion people will need only half of today's
cropland while they eat today's US calories. The land spared exceeds the
Amazonia. This sparing will happen if farmers maintain the yearly 2.1%
worldwide growth of grains achieved 1960-1996. In other words, if innovation
and diffusion continue as usual, feeding people will not stress resources.
Even if the rate of improvement falls to half, an area the size of India,
globally, will revert from agriculture to woodland or other uses. A vegetarian
diet of 3,000 calories/day halves the difficulty or doubles the land spared.
Success at growing food on land spares animals in the seas, where fishers
stress many wild stocks. So can farming parts of the ocean. Just as
fertilizer grows more corn, adding nutrients to the barren tropical ocean
might, for instance, multiply selected fish a thousand times.
Despite more calories on average, a billion people remain hungry. Their number
could grow or shrink, depending above all on distribution of income.
Meanwhile, the continuing evolution of efficient use can assure ample resources
on average.
Forests: Forests are cut to clear land for farms and settlements and
also for fuel, lumber, and pulp. In the rich countries, nevertheless, forests
have re-grown in recent decades. Since 1950 the volume of wood on American
timberland has grown 30%, while European forests have similarly increased in
volume and extent. In the US, the intensity of use of wood defined as
the wood product consumed per dollar of GDP has declined about 2.5% annually
since 1900. In 1993 an average American consumed half the timber for all uses
as a counterpart in 1900.
In the US, likely continuing fall in intensity of use of forest products
should more than counter the effects of growing population and affluence,
leading to an average annual decline of perhaps 0.5% in the amount of timber
harvested for products. A conservative 1.0% annual improvement in forest
growth would compound the benefits of steady or falling demand and could shrink
the area affected by logging 1.5% annually. Compounded, the 1.5% would shrink
the extent of logging by half in 50 years. If one half of this amount occurs
by leaving areas now cut uncut, the area spared is 50 million hectares, the
size of Spain. A similar pattern is likely in Europe as well as Argentina and
numerous other countries.
In poor regions of tropical countries such as Brazil, Indonesia, and Zaire,
the dominant force stressing forests remains the struggle to subsist. During
the last couple of decades, the removal of tropical forests has been estimated
at 1 percent per year. Until overcome by better livelihoods, cheap land,
cheaper fuels, superior alternative wood products in the marketplace, taboos,
or other factors, the one-time conversion of forests to money, cropland or fuel
will continue. Nevertheless, global expansion of forests and rising incomes
encourage.
Water: Globally abundant, fresh water is unevenly distributed.
Although ten times present use falls on Earth, only about 1/5 of this is easily
reached or used. Almost 2/3 of water goes for farming, 1/4 for industry, and
less than 1/10th for cities. Hydroelectric generation currently uses (but does
not consume) 2.6 times the average runoff in the conterminous US by running
water through several turbines in a river. In the US both total and
industrial withdrawals appear to have peaked in the 1970s (Figure 2).
Opportunities to increase efficiency abound. Crops take up only about
one-third of what is applied. Shrinking the area of farmland would likely
save much water, even if the fraction irrigated rises. Industries and cities
can recycle wastewater, if energy is cheap and pollutant removal does not cost
dear. History shows that when water becomes scarce, use becomes efficient.
The time to design and build water infrastructures stretches for decades.
International and continental management remain novel. Climatic variability
and change make the diversity of wide nets of water infrastructures and markets
attractive, but they may be hard to arrange. Because a major cost is pumping,
the key of cheap energy can relieve stresses.
Materials: During the past two decades metals, industrial minerals, and
construction minerals as well as energy, forest, and agricultural products have
not grown more costly despite the rise of the multipliers of population and
GDP. An average American, for example, consumes about 50 kg per day of these
materials. Fuel forms about 40% of the material inputs and most emissions
(Figure 3). Although the mix differs, wealthy countries such as Japan, the
Netherlands, and the US consume about equal kilos.
Because suppliers, such as miners, have vastly improved their efficiency,
iron, copper, and other ore previously considered low grade still yield
products and profits. Meanwhile, efficiency for the consumer in product design
and changes in consumption patterns have favored dematerialization, less
material per dollar of GDP to do a task. Lowering the material intensity of
the economy could preserve landscape and natural resources, lessen garbage, and
reduce hazardous exposures. Economical energy, efficiency, and clever upgrading
of plentiful materials divide the demand that population and GDP multiply and
make sustained or widespread shortages of materials unlikely.
3. Will the fallout harm?
Habitat: People transform land by building, logging, and farming.
Globally, if an additional 4 billion people pave and otherwise develop land at
the present rate of Californians (about 600 m2 each), cities will consume about
240 million hectares, midway in size between Mexico and Argentina. This area
appears likely to be offset by land spared from logging in the US and other
countries that now reduce their cutting of forests. The likely added land
spared from crops globally over the time it takes to reach 10 billion people
suggests a net worldwide return to Nature of lands equal to India (3 Nigerias
or 6 Spains). The distribution of these lands will greatly affect the chances
recreated for habitat for flora and fauna.
Climate: The 30% increase in greenhouse gas concentrations, particularly
carbon dioxide (CO2), since the start of the industrial revolution
may already have changed climate some, and more seems likely. How much depends
on the rate of decarbonization of the energy system. Decarbonization
means we obtain more energy and income per carbon atom. The evolving shares of
the leading primary energy sources (wood & hay, coal, oil, gas) mix
hydrogen and carbon in increasing ratio, and have in fact caused a gradual,
global decarbonization of the energy system (Figure 4). Sources with no carbon
at all, such as hydro, nuclear, and solar decarbonize further.
Now, additions to atmospheric carbon dioxide come mostly from transport (oil)
and power generation (coal), but they will come largely from gas when it
dominates energy supply. Fuel cells, essentially continuous batteries fed by
hydrogen extracted from natural gas or manufactured by nuclear plants, and
other electromotive propulsion, promise to multiply automotive efficiencies
soon. Fuel cells can produce zero pollutants and correspondingly reduce carbon
emissions from transport.
To stabilize atmospheric CO2 at twice pre-industrial levels (550
ppm) probably requires limiting emissions from 1990 onward to about 900 billion
tons of carbon. My decarbonization scenario emits about 500 billion tons and
could stabilize atmospheric concentrations about 450 ppm, one-quarter above
present levels. Still lower levels could be achieved by sequestering carbon,
for example, in aquifers whose primary rocks are silicates that form stable
carbonates plus silica from CO2.
The consequences of climate change depend on the adaptivity of plants, animals,
and social systems. Analysts have produced fragile and robust scenarios and
everything in between. In general, the adaptable and richer are safer.
Acidity: The precipitation on forests and lakes of acid-producing
residues, mainly in the form of industrially released sulfur dioxide
(SO2) and nitrogen oxides (NOx), emerged in the 1970s as
a major issue in North America and Europe, and to a lesser extent in East Asia.
In the US, SO2 emissions come primarily from electric power plants
and have dropped more than a third since 1970. NOx emissions, from
automobiles as well as power plants, peaked about 1980 and have fluctuated
since. Gas turbine power plants now replacing plants built before the 1972
Clean Air Act can drop NOx by 95%. Curiously, NO3
concentrations have not changed in several decades in the rain at the carefully
monitored Hubbard Brook (New Hampshire, US). Decreased emissions of
SO2 are evident in routine measurements of rainwater sulfates, but
rainwater remains more acidic in the affected regions in the US than before
widespread industrialization. Red spruce trees, among the vegetation
apparently most susceptible to acid rain, show diminished growth, although the
case for an acid cause remains weak.
Acid from afar is also deposited in Japan from Chinese and Korean emissions,
but long-term records of the extent do not exist. Although emission,
transport, and deposition of acid-causing emissions must occur elsewhere,
especially where fossil fuels are heavily used, sparse data and knowledge of
regional weather cloud assessment. The numerous other natural and
anthropogenic changes pressing upon ecosystems make hard the attribution of
effects to acid rain. In regions such as southern Poland, the Czech Republic,
and eastern Germany, stresses may have been severe, but coal use and raw
industrial activity have dropped drastically. For the next few decades,
coal-using regions such as China will be prone, but over the long run shifts to
clean-burning natural gas and cars powered by fuel cells will largely eliminate
concern about acid deposition.
Increased ultraviolet: Depletion of stratospheric ozone, traceable to
chemicals used primarily for refrigeration, but also fire retardation, aerosol
propulsion, and cleaning could increase ultraviolet light. The increase in
turn could harm people and affect the productivity of ocean plankton and land
plants. Production and use of the main culprits, the chlorofluorocarbons
(CFCs), concentrated in the industrialized countries. Production grew steadily
in the early 1970s and leveled later in the decade, when the US and a few other
industrial countries banned particular uses of CFCs.
International protocols on substances that deplete the ozone layer, signed in
1987 and amended in 1990 and 1992, phased out fifteen CFCs by 1996. By 1993
industries completed phase out of halons, another ozone-depleting substance.
Developing countries have a 10-year delay in implementation. The detection in
the mid-1980s of a "hole" in the ozone layer in the spring over Antarctica
catalyzed signature of agreements. Evidence that less ozone caused more
ultraviolet radiation at the surface of Earth remains elusive. The decisions
curtailing production of the suspect chemicals appear to be causing
anthropogenic ozone destruction to peak around now, with recovery in prospect
over a few decades.
Urban and indoor air: London invented smog, but Los Angeles (LA) brought
it fame and remains the benchmark of urban air in industrialized nations. In
1997, thanks to cleaner cars and fuels, and tougher regulations for power
plants and refineries, the air in LA was the cleanest in 50 years. In 1997 LA
issued only one smog alert, and air in its basin exceeded federal limits on
ozone in the lower atmosphere on 68 days, down from 90 in 1996. The main
reason is new cars that emit 95% less than 1970 vehicles. The near elimination
of leaded gasoline in the US explains division of airborne lead by 20. Fine
particles emitted by gasoline and diesel engines are, however, correlated with
increased mortality.
In developing countries, large cities suffer acute and unabating air pollution.
During the 1980s, the Chinese cities of Beijing and Shanghai exceeded World
Health Organization (WHO) standards for particulate levels on 272 and 133 days
per year. The average in New Delhi over the same period was 295 days. Since
the mid-1970s, SO2 levels exceeded the standard an average of 100
days per year in Teheran. In 1991 in Mexico City standards were violated over
300 days. Wood and dung burning in Asian ovens raise indoor particulate
concentrations more than one hundred times the WHO standards, illustrating
indoor air pollution. Over the long run, natural gas and nuclear energy, that
is, decarbonization, will largely eliminate urban air problems.
Waters: Groundwaters, many rivers in both developing and industrialized
regions, and inland water bodies, such as the Aral Sea in Central Asia,
continue to experience contamination from both active and inactive industrial
sites, imprudent irrigation, and diffuse pollution from urban, fertilizer and
pesticide runoff. Some estuaries and seas now manifest incipient
eutrophication or hypoxia: dissolved oxygen reduced by more nutrients, such as
those found in fertilizers and sewage. The growth of some plants and the loss
of oxygen choke off other aquatic life. Shrinking cropland is likely to lower
use of nitrogen and other fertilizers. In fact, fertilizer use has been flat
in the US since 1980 and has dropped 10% globally since the late 1980s.
Some waters have been reclaimed. For example, although much remains to be
done, the average dissolved oxygen in the rivers of the OECD nations improved
over the past twenty-five years. Stresses, however, will worsen along
coastlines, where urbanization proceeds faster than improvement of wastewater
infrastructure.
Since 1970 oil spills have fluctuated with sporadic spikes, as due to the Exxon
Valdez in Prince William Sound in 1991. Tanker accidents were fewer in the
1980s and 1990s than the 1970s. Improved technical standards for transport over
the last few decades probably caused the improvement. Although commanding less
public attention than spills, "normal" discharges of oil into the sea from
washing tanks and discharging ballast water form the largest source of marine
oil pollution and remain hard to assess. Shifts to natural gas and hydrogen
would obviate oil spills as well as oil runoff from roads on land.
Industrial and municipal wastes: Population and GDP growth multiply the
volume of products and objects. Thus, total wastes have tended upward despite
their decline per GDP. The sophisticated materials and their applications
valued in the "new materials society" make alloys and composites that can be
hard to separate and recycle. For many materials, recycling seems unable to
supply more than about 1/3 of demand. Popular materials can be lighter but
bulkier and more toxic. So far, higher disposal prices have called forth sites
for landfills, but who shall live near the dump always stresses. The vision of
an industrial ecology in which waste is radically reduced and emissions
approach zero is beginning to be realized in cities such as Kalundborg,
Denmark, where plants are co-located so that the "wastes" from one become
useful inputs to another.
Radioactive and other hazardous materials: The storage and disposal of
radioactive wastes have implications from global to local. They come from
nuclear reactors making electricity and arsenals making bombs. The public
worries about low as well as high level radioactive wastes. Although high
level volumes are smaller, they present harder problems.
The rise of nuclear electrification has raised the volume of spent fuel and
other wastes, but it is still small. The waste volumes, in fact, are smaller
than anticipated. In the US, for example, the current dumps for low-level
radioactive waste will have excess capacity well into the next century, partly
because fewer plants were built than projected, but mostly because recycling
and compacting have shrunken the waste volume. In the US the annual volume of
low-level waste shipped to disposal sites dropped from 3.8 million cubic feet
in 1980 to 422,000 in 1996. The decline means that the three dump sites in
Richland (Washington), Barnwell (South Carolina), and Clive (Utah) have 29 to
260 years of capacity at current disposal rates, which will probably drop even
lower.
Wastes from weapons contribute much to total nuclear waste. In the US, the
environmental problems of weapons operations are widely known, and prompted
large appropriations to remedy them. In the former Soviet Union, the problems
may be greater. Formal treaties have stopped earlier disposal, such as dumping
at sea, and the scuttling of nuclear submarines has ceased. Regimes for
transport and temporary storage of civil and defense nuclear wastes now
function, although sites and designs for permanent disposal have yet to be
reliably accepted.
The prevalence of several other hazardous materials has diminished in recent
decades. Strontium-90 has diminished worldwide since the 1960s when
atmospheric testing of nuclear weapons was banned. In the United States,
levels of PCBs (used as coolants in power transformers) and lead (used in
various forms in gasoline, cables, pipes, paint, and industrial chemical
processes) and other heavy metals have declined dramatically as harmful
consequences have been identified and remedies implemented. Despite bans, the
persistence of the durable PCBs has kept them a leading topic of toxicological
research and environmental controversy. Previous disposal of these and other
hazardous wastes has contaminated many locations around the world, and the
catalogue of these sites has grown. In the United States, while documentation
and remediation of previously contaminated sites goes forward, few new sites
are polluted.
I have searched history and found many of the specters of shortage and fallout
are phantoms. Unfortunately, I must tell you that some other stresses are
real.
4. Where are stresses likely?In cities: In August 1997 the
Chinese Ministry of Labor estimated that about 175 million surplus laborers
linger in the countryside, representing 35% unemployment. Continuing rapid
urbanization in China, parts of Africa, India, and other areas retaining large
rural populations will press on water supply, waste treatment, energy, housing,
and other infrastructures. Crowded, unsanitary, and unsafe conditions will
bring deadly catastrophes, including epidemics, fires, and building collapses,
already familiar in the overstuffed and underserved cities of today.
At cultural borders: Wealthy imploding regions such as Europe will draw
into their empty rooms migrants from the poorer exploding regions such as the
Mahgreb. Few countries have maintained peace when national and cultural
boundaries do not coincide. Africa today is probably worse off in this regard
than Europe in 1913.
Where systems leak: Best practice in industrial ecology offers zero
emissions. In the world's $200 trillion economy, however, worst practice will
surely still lag behind best practice, some sectors will evolve along bad
tracks, and small errors can be absolutely huge. Normal as well as surprising
failures in plant operations and product design, corruption, stupidity, and
carelessness will continue. Plants will leak, pipelines and tanks will
explode, cement will crack, and water, air, and soil will be contaminated.
In scaling up: Within fifty years more than 3 billion people need to
hook to commercial energy for the first time. China and India need more than
their current 1 phone line per hundred tongues. Without capital, domestic
tranquility, zero-maintenance technologies, and new economies of scale,
stresses will run high, mistakes will be made and need correction, and
transitions to new ways will test patience. The question of who is the next
to gain service always arises.
In critical infrastructures: We move ever further from the society in
which a family could farm, fuel, and clothe itself. No family can make
microprocessors or storage disks. A winter ice storm shows how developed
societies increasingly depend on a few, linked infrastructures. In particular,
because electricity permeates the web of social services, a breakdown, even for
a few hours, can bring tragedy. Neither can Internet commerce flourish, if the
system is often down. To survive supply cartels, market fluctuations, war, and
terrorism the wide natural gas distribution network that I envision must be an
engineering masterpiece. In general, designing, building, and operating
ultra-reliable infrastructures for electricity, gas, information, water, and
other critical goods loom large.
For energy, the diffusion among individual consumers of multipurpose
minigenerators might defend against great breakdowns. In effect, we would
delegate base load to the global gas and nuclear system while leaving peaking
and standby to a new household appliance able to use both gas and electricity
to produce heat, cold, and electricity on demand.
In the innovation system: Although advancing productivity 2%/yr in key
sectors may not sound hard, maintaining the pace for a century or more has
exhausted earlier societies and enterprises, as the costliness of complexity
tends to grow. Even if the world can maintain the supply of innovation, many
societies historically have chosen to block diffusion. The loudest sound in
the world is that of a habit breaking. Societies may choose dirt and disease,
because accepting the means to lessen environmental and resource stresses will
break the old culture, the tested formula for survival.
5. Conclusions
Will there be enough? There should be, though products in demand such
as natural gas will surely give market power to prepared suppliers. And those
with low incomes will always tend to be weak in the marketplace, though if the
poorest multiply their income eightfold over today, most should be safe from
hunger.
Will the fallout harm? Cities will spread and the climate may warm a
little, but on balance humans may tread more lightly in nature.At the outset,
we recognized the general multipliers, population and GDP. To answer
the two basic questions, we now see we must address a third, "Must resource
and environmental stresses intensify in unmodified lockstep with these general
multipliers?" History suggests technology and science, which lift
productivity and efficiency of resource use, are powerful enough
divisors to lessen net stresses.
As well as the raising the divisors, people could choose to lessen the
multipliers. However, habit favors multiplication, and so for the
21st century we should at least prepare for it.
A world of 10 billion people and $200 trillion will above all handle huge
amounts of information, whether in its fields, factories, offices, or homes.
Its greatest vulnerabilities may come from failures or rejections of the
systems of control for the communication of information. Science is a uniquely
effective system of communication for the control of complexity, and the
ability to control complexity is effectively the central parameter of the
dynamics of evolution. Having come far down the road with science and
technology, perhaps we should feel greatest stress from knowing we must keep
running.
Acknowledgements: I am grateful for many years of cooperative work with
Arnulf Gruebler, Cesare Marchetti, Perrin Meyer, Nebojsa Nakicenovic, and Paul
Waggoner and to Kurt Yeager and Chauncey Starr for asking the questions
eliciting this paper.
Further reading:
The Environment for Future Business
Jesse H. Ausubel
Pollution Prevention Review 8(1):39-52, Winter 1998.
Technological Trajectories and the Human Environment
Jesse H. Ausubel and H. Dale Langford, eds.
National Academy, Washington DC, 1997.
Also appeared as special issue, "The Liberation of the Environment,"
Daedalus 125(3), Summer 1996.
Elektron: Electrical Systems in Retrospect and Prospect
Jesse H. Ausubel and Cesare Marchetti, Daedalus 125(3):139-169, Summer 1996.
Toward Green Mobility: The Evolution of Transport
Jesse H. Ausubel, Cesare Marchetti, and Perrin S. Meyer
European Review 6(2):143-162, 1998.
The Environment Since 1970
Jesse H. Ausubel, David G. Victor, Iddo K. Wernick
Consequences: The Nature and Implications of Environmental Change
1(3):2-15, 1995.
Human Population Dynamics Revisited with the Logistic Model: How Much Can Be
Modeled and Predicted?
Cesare Marchetti, Perrin S. Meyer, and Jesse H. Ausubel
Technological Forecasting and Social Change 52:1-30, 1996.
Lightening the Tread of Population on the Land: American Examples
Paul E. Waggoner, Jesse H. Ausubel, Iddo K. Wernick
Population and Development Review 22(3):531-545, 1996.
Searching for Leverage to Conserve Forests: The Industrial Ecology of Wood
Products in the U.S.
Iddo K. Wernick, Paul E. Waggoner, and Jesse H. Ausubel
Journal of Industrial Ecology 1(3):125-145, 1997.
Jesse H. Ausubel is Director of the Program for the Human Environment at
the Rockefeller University in New York City. Mr. Ausubel's interests include
environmental science and technology, industrial evolution, and the nature of
the scientific enterprise. The main themes of the Rockefeller research program
are industrial ecology (the study of the network of all industrial processes as
they may interact with each other and live off each other, a field Mr.
Ausubel helped originate) and the long-term interactions of technology and the
environment.
Underlying the work are ongoing studies of the mathematics of growth and
diffusion. From 1983-1988 Mr. Ausubel served as Director of Programs for the
US National Academy of Engineering.
Figures
Figure 1. Land to Feed a Person for a Year, Global Average.

The blocks in Figure 2 show that global cropland per person expanded before
Malthus until the mid-1950's. Recently, however, cropland per person shrank.
The star shows the land per person that would be required if global yields
equaled the yield achieved by the winner of the Iowa Master Corn Growers
Contest in 1996, 19.5 tons per ha.
Source of Figure: P.E. Waggoner, "Food, Feed, and Land," in Ethics of
Consumption: the Good Life, Justice, and Global Stewardship, D.A. Crocker
and T. Linden, eds., Rowmand & Littlefield, Maryland, 1998. Sources of
Data: J.F. Richards, "Land Transformation," in The Earth as Transformed by
Human Action, B.L. Turner et al., eds., Cambridge University, Cambridge,
England, 1990; Food and Agriculture Organization of the United Nations, FAO
Yearbook, vol. 45, FAO, Rome, tables 1 and 3; Rod Swoboda, "New Record Set
in State Corn Contest," Wallace's Farmer, March 1997.
Figure 2. U.S. Total Water Use, Per Capita Per Day.

Source of figure: J. Ausubel, "Can Technology Spare the Earth," American
Scientist 84:166-178 (March-April 1996).
Sources of data: U.S. Bureau of the Census, Historical Statistics of the
United States, Colonial Times to 1970, U.S. Government Printing Office,
Washington D.C., 1975; U.S. Bureau of the Census, Statistical Abstract of
the United States: 1992, 112th edition, U.S. Government Printing
Office, Washington D.C., 1993.
Figure 3. Daily U.S. Per Capita Material Flows by Mass, Circa 1990.

All values are in kg's. Materials here are classed as energy fuels (i.e., coal,
oil, gas), construction minerals, industrial minerals, metals, forestry
products, and agricultural products.
Source of figure: I.K. Wernick, "Consuming Materials: The American Way,"
Technological Forecasting and Social Change 53:111-122, 1996.
Source of data: I.K. Wernick and J.H. Ausubel, "National Materials Flows and
the Environment," Annual Review of Energy and Environment 20:462-492,
1995.
Figure 4. Decarbonization or World Ascent of Hydrogen.

World primary energy sources have declined in carbon intensity since 1860. The
evolution is seen in the ratio of hydrogen (H) to carbon (C) in the fuel mix,
graphed on a logarithmic scale and analyzed as a logistic growth process. The
data and logistic curve are plotted using a transform that renders the S-shaped
logistic linear.
Source of figure: J. Ausubel, "Can Technology Spare the Earth," American
Scientist 84:166-178 (March-April 1996).
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